0001122892-16-000004.txt : 20160315 0001122892-16-000004.hdr.sgml : 20160315 20160314174758 ACCESSION NUMBER: 0001122892-16-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160314 EFFECTIVENESS DATE: 20160315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PREFERRED YIELD PLUS LP CENTRAL INDEX KEY: 0001122892 IRS NUMBER: 680428072 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-59800 FILM NUMBER: 161504977 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150A CITY: ORINDA STATE: CA ZIP: 94563 D/A 1 primary_doc.xml X0707 D/A LIVE 0001122892 PREFERRED YIELD PLUS LP 4 ORINDA WAY SUITE 150A ORINDA CA CALIFORNIA 94563 925-253-1300 CALIFORNIA None None Limited Partnership true USHER GP, LLC USHER GP, LLC 4 ORINDA WAY SUITE 150A ORINDA CA CALIFORNIA 94563 Executive Officer USHER GP, LLC IS THE GENERAL PARTNER OF THE ISSUER ORINDA ASSET MANAGEMENT LLC ORINDA ASSET MANAGEMENT LLC 4 ORINDA WAY SUITE 150A ORINDA CA CALIFORNIA 94563 Executive Officer ORINDA ASSET MANAGEMENT LLLC IS THE REGISTERED INVESTMENT ADVISER OF THE ISSUER DOUBLE GREEN PARTNERS LLC DOUBLE GREEN PARTNERS LLC C/O PAUL GRAY II, MBR 2910 WINDTREE COURT LAFAYETTE CA CALIFORNIA 94549 Executive Officer DOUBLE GREEN PARTNERS LLC IS A MEMBER OF THE GENERAL PARTNER OF THE ISSUER Paul Gray II 2910 Windtree Court Lafayette CA CALIFORNIA 94549 Executive Officer PAUL GRAY IS THE MANAGING PARTNER OF THE GENERAL PARTNER OF THE ISSUER. PAUL GRAY IS THE PORTFOLIO MANAGER OF THE INVESTMENT ADVISER TO THE ISSUER. Pooled Investment Fund Hedge Fund false Decline to Disclose 3C 3C.1 true 0001122892-15-000003 1999-04-01 true true false 50000 FSC SECURITIES CORP. 7461 None None 2300 WINDY RIDGE PARKWAY SUITE 1100 ATLANTA GA GEORGIA 30339 All States false THE STRATEGIC FINANCIAL ALLIANCE 126514 None None 2200 CENTURY PARKWAY SUITE 500 ATLANTA GA GEORGIA 30345 All States false COMMONWEALTH FINANCIAL NETWORK 8032 None None ONE UNIVERSITY PARK 29 SAWYER ROAD WALTHAM MA MASSACHUSETTS 02453 All States false VSR FINANCIAL SERVICES, INC. 14503 None None 8620 W. 110TH STREET OVERLAND PARK KS KANSAS 66210 All States false H. BECK, INC. 1763 None None 11140 ROCKVILLE PIKE 4TH FLOOR ROCKVILLE MD MARYLAND 20852 All States false STANFORD INVESTMENT GROUP 10331 None None 2570 EL CAMINO REAL SUITE 520 MOUNTAIN VIEW CA CALIFORNIA 94040 All States false AMERICAN INVESTORS COMPANY 38 None None 2682 BISHOP DRIVE SUITE 123 SAN RAMON CA CALIFORNIA 94583 All States false CETERA ADVISORS LLC 10299 None None 4600 SOUTH SYRACUSE SUITE 600 DENVER CO COLORADO 80237 All States false VSR FINANCIAL SERVICES, INC. 14503 None None 8620 W. 110TH STREET OVERLAND PARK KS KANSAS 66210 All States false LPL FINANCIAL LLC 6413 None None 75 STATE STREET 22ND FLOOR BOSTON MA MASSACHUSETTS 02109 All States false Indefinite 15985583 Indefinite Total amount sold represents current value of the Fund and not the gross amount sold since inception of the Fund. false 135 659278 true 0 0 true false PREFERRED YIELD PLUS LP PAUL GRAY PAUL GRAY MANAGING MEMBER OF USHER GP, LLC, THE GP TO THE ISSUER 2016-03-14