0001120177-14-000003.txt : 20140508 0001120177-14-000003.hdr.sgml : 20140508 20140507185413 ACCESSION NUMBER: 0001120177-14-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20140508 DATE AS OF CHANGE: 20140507 EFFECTIVENESS DATE: 20140508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATTAIN SHORT TERM ALPHA FUND, LLC CENTRAL INDEX KEY: 0001120177 IRS NUMBER: 391996360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-180220 FILM NUMBER: 14822433 BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR. STREET 2: SUITE 3000 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-604-0926 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR. STREET 2: SUITE 3000 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: FALL RIVER FUND DATE OF NAME CHANGE: 20000725 D/A 1 primary_doc.xml X0707 D/A LIVE 0001120177 ATTAIN SHORT TERM ALPHA FUND, LLC ONE EAST WACKER DR. SUITE 3000 CHICAGO IL ILLINOIS 60601 312-604-0926 DELAWARE FALL RIVER FUND Limited Liability Company true Attain Portfolio Advisors, LLC One East Wacker Drive Suite 3000 Chicago IL ILLINOIS 60601 Executive Officer Attain Portfolio Advisors, LLC is the Manager of the Issuer Walter J. Gallwas One East Wacker Drive Suite 3000 Chicago IL ILLINOIS 53040 Executive Officer Principal of Attain Portfolio Advisors, LLC, the Manager of the Issuer Jeffrey D. Malec One East Wacker Drive Suite 3000 Chicago IL ILLINOIS 60601 Executive Officer Principal of Attain Portfolio Advisors, LLC, the Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c true 0001120177-13-000001 2000-08-01 true true true Fall River Fund LP, a Wisconsin Limited Partnership converted into the Attain Short Term Alpha Fund, LLC, a Delaware limited liability company. 50000 Capital Management Partners Inc. 21973 Capital Management Partners Inc. 21973 1100 North Fourth Street Fairfield IA IOWA 52556 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA TX TEXAS false Altegris Investment Inc 8258 Altegris Investment Inc 8258 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States false Uhlmann Price Securities LLC 42854 Uhlmann Price Securities LLC 42854 141 West Jackson Suite 1340A Chicago IL ILLINOIS 60604 All States false Brookstone Securities, Inc 13366 Brookstone Securities, Inc 13366 520 South Florida Ave Lakeland FL FLORIDA 33801 All States false Scottsdale Capital Advisors Corp 118786 Scottsdale Capital Advisors Corp 118786 7170 East McDonald Road Suite 6 Scottsdale AZ ARIZONA 85253 All States false Indefinite 38446272 Indefinite true 24 177 513144 true 0 Fund pays a trail of 3/4 of 4% management fee. 30000 Issuer's Manager receives a monthly Sponsor's Fee equal to 1/12 of 0.60% of the month-end Net Asset Value of certain Classes of Interest and a monthly Administrative Charge equal to 1/12 of 0.50% of the month-end Net Asset Value. false ATTAIN SHORT TERM ALPHA FUND, LLC Jeffrey D. Malec Jeffrey Malec Principal, Attain Portfolio Advisors, Manager of the Issuer 2014-05-07