0001109546-11-000007.txt : 20110912 0001109546-11-000007.hdr.sgml : 20110912 20110909192236 ACCESSION NUMBER: 0001109546-11-000007 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20110912 DATE AS OF CHANGE: 20110909 EFFECTIVENESS DATE: 20110912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP CENTRAL INDEX KEY: 0001109546 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330898238 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-165630 FILM NUMBER: 111084598 BUSINESS ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 714-438-2500 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 D 1 primary_doc.xml X0704 D LIVE 0001109546 PACIFIC MERCANTILE BANCORP 949 SOUTH COAST DRIVE THIRD FLOOR COSTA MESA CA CALIFORNIA 92626 714-438-2500 CALIFORNIA None None Corporation true Raymond E. Dellerba 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Executive Officer Director Nancy A. Gray 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Executive Officer George H. Wells 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Director Warren T. Finley 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Director Matthew F. Schafnitz 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Director John Thomas 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Director Gary M. Williams 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Director Andrew M. Phillips 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Director George L. Argyros 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Director Gordon Rausser 949 South Coast Drive, Third Floor Costa Mesa CA CALIFORNIA 92626 Director Commercial Banking Decline to Disclose 06 false 2011-08-26 false true false 0 Keefe, Bruyette & Woods, Inc. 481 None None 787 Sevneth Avenue New York NY NEW YORK 10019 CA CALIFORNIA NY NEW YORK false 11200000 11200000 0 Issuance of shares of Series B Convertible 8.4% Noncumulative Preferred Stock and the shares of Common Stock issuable upon the conversion thereof. false 3 672000 0 Sales commission does not include reimbursable expenses, yet to be determined. 0 false PACIFIC MERCANTILE BANCORP /s/Nancy A. Gray Nancy A. Gray Senior Executive Vice President and Chief Financial Officer 2011-08-26