0000950172-14-000035.txt : 20140311 0000950172-14-000035.hdr.sgml : 20140311 20140311163324 ACCESSION NUMBER: 0000950172-14-000035 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140311 DATE AS OF CHANGE: 20140311 EFFECTIVENESS DATE: 20140311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001109426 IRS NUMBER: 203432117 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-156993 FILM NUMBER: 14684626 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 805-965-4600 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT DATE OF NAME CHANGE: 20000316 D/A 1 primary_doc.xml X0707 D/A LIVE 0001109426 SANTA BARBARA ASSET MANAGEMENT, LLC 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA CALIFORNIA 90067 805-965-4600 DELAWARE SANTA BARBARA ASSET MANAGEMENT Limited Liability Company true N/A Nuveen Investments, Inc. 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Managing Member James R. Boothe Santa Barbara Asset Management, LLC 200 E. Carrillo Street, Suite 300 Santa Barbara CA CALIFORNIA 93101 Executive Officer Chief Investment Officer John A. Gomez Santa Barbara Asset Management, LLC 200 E. Carrillo Street, Suite 300 Santa Barbara CA CALIFORNIA 93101 Executive Officer Managing Director Avi M. Mizrachi Santa Barbara Asset Management, LLC 200 E. Carrillo Street, Suite 300 Santa Barbara CA CALIFORNIA 93101 Executive Officer Chief Compliance Officer Other Banking and Financial Services Decline to Disclose 06b true 0000950172-13-000033 2011-03-01 true true true Limited Liability Company Interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration. false 19 0 0 0 false SANTA BARBARA ASSET MANAGEMENT, LLC /s/ John MacCarthy John MacCarthy Vice President and Secretary 2014-03-11