0001107729-16-000004.txt : 20160412 0001107729-16-000004.hdr.sgml : 20160412 20160412172956 ACCESSION NUMBER: 0001107729-16-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160412 DATE AS OF CHANGE: 20160412 EFFECTIVENESS DATE: 20160412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001107729 IRS NUMBER: 364258088 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-256924 FILM NUMBER: 161567984 BUSINESS ADDRESS: STREET 1: 440 SOUTH LASALLE STREET 2: STE 1549 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 312-362-3290 MAIL ADDRESS: STREET 1: 440 SOUTH LASALLE STREET 2: STE1549 CITY: CHICAGO STATE: IL ZIP: 60605 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP /BD DATE OF NAME CHANGE: 20000224 D/A 1 primary_doc.xml X0707 D/A LIVE 0001107729 HIGHLAND CAPITAL MANAGEMENT, L.P. 9602 COLDWATER ROAD, SUITE 206 FORT WAYNE IN INDIANA 46825 260-487-7000 ILLINOIS HIGHLAND CAPITAL MANAGEMENT LP /BD HIGHLAND CAPITAL MANAGEMENT LP /BD Limited Partnership true Jeff O'Brien 9602 COLDWATER ROAD, SUITE 206 FORT WAYNE IN INDIANA 46825 Executive Officer Portfolio Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001107729-16-000003 2000-04-01 true true false 50000 David Clark None None None 10 Universal City Plaza Suite 1950 Universal City Plaza CA CALIFORNIA 91608 CA CALIFORNIA IL ILLINOIS NY NEW YORK WI WISCONSIN false Bryan Clark None None None 10 Universal City Plaza Suite 1950 Universal City Plaza CA CALIFORNIA 91608 AK ALASKA FL FLORIDA false Gary Clark None None None 10 Universal City Plaza Suite 1950 Universal City Plaza CA CALIFORNIA 91608 CA CALIFORNIA GA GEORGIA TX TEXAS false Skinner Family LLC None None None 3154 Willis Avenue Cincinnati OH OHIO 45208 CA CALIFORNIA FL FLORIDA IL ILLINOIS IN INDIANA NY NEW YORK OH OHIO false Steve Walker None None None PO Box 382 Zephyr Cove NV NEVADA 89448 FL FLORIDA IL ILLINOIS MI MICHIGAN WA WASHINGTON false Steven Gerbel 2982879 None None 311 S. Wacker Drive Suite 4375 Chicago IL ILLINOIS 60606 CA CALIFORNIA FL FLORIDA IL ILLINOIS IN INDIANA NY NEW YORK OH OHIO false Wally Stenhouse None None None 29 South LaSalle Street Suite 905 Chicago IL ILLINOIS 60603 IL ILLINOIS false Josh Scheinfeld None None None 107 South Avenue Glencoe IL ILLINOIS 60022 IL ILLINOIS false Daniel Drennan 4802244 World Group Securities, Inc. 114473 7444 N. Claremont Suite 3 Chicago IL ILLINOIS 60645 IL ILLINOIS NY NEW YORK false Spencer Edwards, Inc. 22067 None None 6851 S. Holly Circle Suite 200 Centennial CO COLORADO 80112 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WY WYOMING false Hedge Harbor Inc. 44324 None None 800 Third Avenue 22nd Floor New York NY NEW YORK 10022 CA CALIFORNIA FL FLORIDA IL ILLINOIS ME MAINE MA MASSACHUSETTS NY NEW YORK NC NORTH CAROLINA TX TEXAS WV WEST VIRGINIA false Mid Atlantic Capital Corporation 10674 None None 1251 Waterfront Place Suite 510 Pittsburgh PA PENNSYLVANIA 15222 All States false Hedgeco Securities, LLC 142498 None None 400 Clenmatis Street Suite 205 West Palm Beach FL FLORIDA 33401 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA KS KANSAS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false Richard Vogel 2714420 None None 440 N. Wells, Suite 410 Chicago IL ILLINOIS 60654 FL FLORIDA IL ILLINOIS false Indefinite 59825658 Indefinite true 3 148 778292 true 0 0 false HIGHLAND CAPITAL MANAGEMENT, L.P. /s/ Jeff O'Brien Jeff O'Brien Portfolio Manager 2016-04-12