-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F6LWpSji7BIff5tO773IvcA+XLvD0NbrByYQq314aeudZ1A4uFr4V5XrwZbEkxI1 li1ICvdfIxj0Gs6u5SMscw== 0001503788-10-000002.txt : 20101115 0001503788-10-000002.hdr.sgml : 20101115 20101115162015 ACCESSION NUMBER: 0001503788-10-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-150531 FILM NUMBER: 101192713 BUSINESS ADDRESS: STREET 1: TECHNOLOGY CENTRE OF NEW JERSEY STREET 2: 675 ROUTE 1 CITY: NORTH BRUNSWICK STATE: NJ ZIP: 08902 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: TECHNOLOGY CENTRE OF NEW JERSEY STREET 2: 675 ROUTE 1 CITY: NORTH BRUNSWICK STATE: NJ ZIP: 08902 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 D 1 primary_doc.xml X0704 D LIVE 0001100397 Advaxis, Inc. TECHNOLOGY CENTRE OF NEW JERSEY 675 ROUTE 1 NORTH BRUNSWICK NJ NEW JERSEY 08902 732 545 1590 DELAWARE GREAT EXPECTATIONS AND ASSOCIATES, INC. GREAT EXPECTATIONS & ASSOCIATES INC Corporation true THOMAS MOORE TECHNOLOGY CENTRE OF NEW JERSEY 675 Route 1 NORTH BRUNSWICK NJ NEW JERSEY 08902 Director Executive Officer JAMES PATTON TECHNOLOGY CENTRE OF NEW JERSEY 675 Route 1 NORTH BRUNSWICK NJ NEW JERSEY 08902 Director RONI A. APPEL TECHNOLOGY CENTRE OF NEW JERSEY 675 Route 1 NORTH BRUNSWICK NJ NEW JERSEY 08902 Director THOMAS MCKEARN TECHNOLOGY CENTRE OF NEW JERSEY 675 Route 1 NORTH BRUNSWICK NJ NEW JERSEY 08902 Director RICHARD BERMAN TECHNOLOGY CENTRE OF NEW JERSEY 675 Route 1 NORTH BRUNSWICK NJ NEW JERSEY 08902 Director JOHN ROTHMAN TECHNOLOGY CENTRE OF NEW JERSEY 675 Route 1 NORTH BRUNSWICK NJ NEW JERSEY 08902 Executive Officer MARK J. ROSENBLUM TECHNOLOGY CENTRE OF NEW JERSEY 675 Route 1 NORTH BRUNSWICK NJ NEW JERSEY 08902 Executive Officer Biotechnology Decline to Disclose 06 false 2010-11-01 false true true true true Common Stock issuable upon conversion of notes. false 0 Matthew D. Eitner 3267261 Laidlaw & Company (UK) Ltd. 119037 546 5th Avenue 5th Floor New York NY NEW YORK 10036 FL FLORIDA NJ NEW JERSEY NC NORTH CAROLINA OK OKLAHOMA PA PENNSYLVANIA TX TEXAS WA WASHINGTON false Evan Greenberg None None None 11 Hunters Lane Roslyn NY NEW YORK 11576 CA CALIFORNIA IA IOWA NY NEW YORK false Indefinite 835000 Indefinite false 10 0 50250 0 No amount of the gross proceeds is anticipated to pay named executive officers, except that the issuer may use the gross proceeds or other available funds for payments to the chief executive officer for the amounts owed to him of not less than $538,791.00 false Advaxis, Inc. Mark J. Rosenblum MARK J. ROSENBLUM Chief Financial Officer, Senior Vice President and Secretary 2010-11-12 -----END PRIVACY-ENHANCED MESSAGE-----