-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I7VeVBFsrGGY1CBa4IfzPfqcNf8PtKLMnvFMrXOZGi4n/PCWOQqE0D6u5nI2hva4 rZZoJws3ng250WfrzCElGQ== 0001321620-09-000006.txt : 20091001 0001321620-09-000006.hdr.sgml : 20091001 20091001130327 ACCESSION NUMBER: 0001321620-09-000006 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091001 DATE AS OF CHANGE: 20091001 EFFECTIVENESS DATE: 20091001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-73969 FILM NUMBER: 091097933 BUSINESS ADDRESS: STREET 1: TECHNOLOGY CENTRE OF NEW JERSEY STREET 2: 675 ROUTE 1 CITY: NORTH BRUNSWICK STATE: NJ ZIP: 08902 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: TECHNOLOGY CENTRE OF NEW JERSEY STREET 2: 675 ROUTE 1 CITY: NORTH BRUNSWICK STATE: NJ ZIP: 08902 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 D 1 primary_doc.xml X0603 D LIVE 0001100397 Advaxis, Inc. TECHNOLOGY CENTRE OF NEW JERSEY 675 ROUTE 1 NORTH BRUNSWICK NJ 08902 732 545 1590 DELAWARE GREAT EXPECTATIONS & ASSOCIATES INC Corporation true Thomas A. Moore Technology Centre of New Jersey 675 Rt. 1 North Brunswick NJ 08902 Executive Officer Director Fredrick Cobb Technology Centre of New Jersey 675 Rt. 1 North Brunswick NJ 08902 Executive Officer John M. Rothman Technology Centre of New Jersey 675 Rt. 1 North Brunswick NJ 08902 Executive Officer Roni Appel Technology Centre of New Jersey 675 Rt. 1 North Brunswick NJ 08902 Director Thomas McKearn Technology Centre of New Jersey 675 Rt. 1 North Brunswick NJ 08902 Director James Patton Technology Centre of New Jersey 675 Rt. 1 North Brunswick NJ 08902 Director Richard Berman Technology Centre of New Jersey 675 Rt. 1 North Brunswick NJ 08902 Director Biotechnology Decline to Disclose 06 false 2009-06-17 false true true true false 0 John Carter Lipman 3080448 Carter Securities, LLC 136350 215 East 68th Street, Apt. 25G New York NY 10065 NY Indefinite 961650 Indefinite false 7 12000 true 0 185692 Represents deferred salary that the issuer owes the chief executive officer, which is payable from the gross proceeds if certain amounts are raised in the offering as set forth in a Note Purchase Agreement. false Advaxis, Inc. Thomas A. Moore Thomas A. Moore Chief Executive Officer 2009-09-30 -----END PRIVACY-ENHANCED MESSAGE-----