0001567619-23-007479.txt : 20231016 0001567619-23-007479.hdr.sgml : 20231016 20231013180308 ACCESSION NUMBER: 0001567619-23-007479 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20231016 DATE AS OF CHANGE: 20231013 EFFECTIVENESS DATE: 20231016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PORTAGE BIOTECH INC. CENTRAL INDEX KEY: 0001095435 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-494751 FILM NUMBER: 231325867 BUSINESS ADDRESS: STREET 1: 6 ADELAIDE ST. EAST STREET 2: SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5C 1H6 BUSINESS PHONE: 416-737-7600 MAIL ADDRESS: STREET 1: 6 ADELAIDE ST. EAST STREET 2: SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5C 1H6 FORMER COMPANY: FORMER CONFORMED NAME: BONTAN CORP INC DATE OF NAME CHANGE: 20030421 FORMER COMPANY: FORMER CONFORMED NAME: DEALCHECK COM INC DATE OF NAME CHANGE: 19990921 D 1 primary_doc.xml X0708 D LIVE 0001095435 PORTAGE BIOTECH INC. Clarence Thomas Building, P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 416-737-7600 ONTARIO, CANADA None BONTAN CORP INC DEALCHECK COM INC Corporation true Ian B. Walters Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Executive Officer Director Chief Executive Officer, Director and Chairman of the Board Allan Shaw Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Executive Officer Chief Financial Officer Robert Kramer Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Executive Officer Chief Scientific Officer Gregory Bailey Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Director Robert Glassman Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Director Steven Mintz Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Director Linda M. Kozick Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Director James Mellon Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Director Mark Simon Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Director Steven Innaimo Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Executive Officer Vice President of Project Management & Operations Brian Wiley Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Executive Officer Chief Business Officer Justin Fairchild Clarence Thomas Building P.O. Box 4649 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Executive Officer Vice President of Development Pharmaceuticals Decline to Disclose 06b false 2023-09-29 false true true false 0 H.C. Wainwright 375 None None 430 Park Avenue, 4th Floor New York NY NEW YORK 10022 NY NEW YORK false 1 1 0 Pursuant to a SPA, for each ordinary share sold at a price of $1.90 per share and pre-funded warrant sold at a price of $1.899 issued in a registered direct offering, an accompanying Series A, B, and C warrant was issued in the private placement. false 1 360000 0 In connection with a registered direct offering concurrent with the private placement, the placement agent received a cash fee of $360,000.03 and warrants to purchase up to 157,895 ordinary shares exercisable at $2.375 per share. 0 false PORTAGE BIOTECH INC. /s/ Allan Shaw Allan Shaw Chief Financial Officer 2023-10-13