0001437749-15-003018.txt : 20150219 0001437749-15-003018.hdr.sgml : 20150219 20150219160107 ACCESSION NUMBER: 0001437749-15-003018 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150219 DATE AS OF CHANGE: 20150219 EFFECTIVENESS DATE: 20150219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELECTICA INC CENTRAL INDEX KEY: 0001090908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770432030 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-234353 FILM NUMBER: 15631735 BUSINESS ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 10TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-532-1500 MAIL ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 10TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 D 1 primary_doc.xml X0707 D LIVE 0001090908 SELECTICA INC 2121 SOUTH EL CAMINO REAL 10TH FLOOR SAN MATEO CA CALIFORNIA 94403 650-532-1500 DELAWARE None None Corporation true Blaine Mathieu 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Executive Officer Director Todd Spartz 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Executive Officer J. Michael Gullard 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Director Alan Howe 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Director Michael Casey 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Director Lloyd Sems 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Director Michael Brodsky 2121 South El Camino Real San Mateo CA CALIFORNIA 94403 Executive Officer Director Other Technology $5,000,001 - $25,000,000 06b false 2015-02-06 false true true false 0 Lake Street Capital Markets, LLC 164447 None None 225 South Sixth Street Suite 2050 Minneapolis MN MINNESOTA 55042 All States false 5895000 5895000 0 $310,000 in Common Stock (65,955 shares at $4.70 per share); $5,585,000 in Series F Convertible Preferred Stock (118,829.1 shares at $47 per share); and $3,988,470 in Warrants to purchase Common Stock (664,745 at an exercise price of $6 per share). false 21 0 410122 Lake Street received $184,360 in cash and warrants to purchase 37,627 shares of the Issuer?s Common Stock at an exercise price of $6.00 per share. 0 false SELECTICA INC /s/ Todd Spartz Todd Spartz Chief Financial Officer 2015-02-19