0001437749-14-001492.txt : 20140204 0001437749-14-001492.hdr.sgml : 20140204 20140204161658 ACCESSION NUMBER: 0001437749-14-001492 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 EFFECTIVENESS DATE: 20140204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELECTICA INC CENTRAL INDEX KEY: 0001090908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770432030 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-211291 FILM NUMBER: 14572457 BUSINESS ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 10TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-532-1500 MAIL ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 10TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 D 1 primary_doc.xml X0707 D LIVE 0001090908 SELECTICA INC 2121 SOUTH EL CAMINO REAL 10TH FLOOR SAN MATEO CA CALIFORNIA 94303 650-532-1500 DELAWARE None None Corporation true Blaine Mathieu 2121 South El Camino Real San Mateo CA CALIFORNIA 94303 Executive Officer Director Todd Spartz 2121 South El Camino Real San Mateo CA CALIFORNIA 94303 Executive Officer J. Michael Gullard 2121 South El Camino Real San Mateo CA CALIFORNIA 94303 Executive Officer Alan Howe 2121 South El Camino Real San Mateo CA CALIFORNIA 94303 Executive Officer Michael Casey 2121 South El Camino Real San Mateo CA CALIFORNIA 94303 Executive Officer Lloyd Sems 2121 South El Camino Real San Mateo CA CALIFORNIA 94303 Director Michael Brodsky 2121 South El Camino Real San Mateo CA CALIFORNIA 94303 Director Other Technology $5,000,001 - $25,000,000 06b false 2014-01-24 false true true false 0 Lake Street Capital Markets, LLC 164447 None 164447 225 South Sixth Street Suite 250 Minneapolis MN MINNESOTA 55042 All States false 13935570 13935570 0 $4,569,804 in Common Stock(776,634 shares at $6 per share); $4,141,644 in Series D Convertible Preferred Stock(69,027.4 shares at $60 per share); and $5,134,122 in Warrants to purchase Common Stock (733,446 at an exercise price of $7 per share). false 24 0 322910 Lake Street rcvd $125k cash, 980.4 shares of Ser. D Pref. Stock at stated value of $60./share, 11,029 shares of Comm. Stock at a stated value of $6./share, and warrants to purchase 10,416 shares of the Issuer's Comm. Stock at an ex. price of $7./share. 0 false SELECTICA INC /s/ Todd Spartz Todd Spartz Chief Financial Officer 2014-01-27