0001140361-14-013513.txt : 20140319 0001140361-14-013513.hdr.sgml : 20140319 20140319150659 ACCESSION NUMBER: 0001140361-14-013513 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140319 DATE AS OF CHANGE: 20140319 EFFECTIVENESS DATE: 20140319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flux Power Holdings, Inc. CENTRAL INDEX KEY: 0001083743 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 860931332 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-210440 FILM NUMBER: 14703825 BUSINESS ADDRESS: STREET 1: 985 POINSETTIA AVE STREET 2: SUITE A CITY: VISTA STATE: CA ZIP: 90281 BUSINESS PHONE: 877-505-3589 MAIL ADDRESS: STREET 1: 985 POINSETTIA AVE STREET 2: SUITE A CITY: VISTA STATE: CA ZIP: 90281 FORMER COMPANY: FORMER CONFORMED NAME: Lone Pine Holdings, Inc DATE OF NAME CHANGE: 20090415 FORMER COMPANY: FORMER CONFORMED NAME: Australian Forest Industries DATE OF NAME CHANGE: 20070508 FORMER COMPANY: FORMER CONFORMED NAME: MULTI TECH INTERNATIONAL CORP DATE OF NAME CHANGE: 20021204 D/A 1 primary_doc.xml X0707 D/A LIVE 0001083743 Flux Power Holdings, Inc. 985 Poinsettia Avenue, Suite A Vista CA CALIFORNIA 92081 877-505-3589 NEVADA None Lone Pine Holdings, Inc Australian Forest Industries MULTI TECH INTERNATIONAL CORP Corporation true Christopher L. Anthony 985 Poinsettia Way, Suite A Vista CA CALIFORNIA 92081 Director Ronald F. Dutt 985 Poinsettia Avenue, Suite A Vista CA CALIFORNIA 92081 Executive Officer Director Michael Johnson 985 Poinsettia Avenue, Suite A Vista CA CALIFORNIA 92081 Director James Gevarges 985 Poinsettia Way, Suite A Vista CA CALIFORNIA 92081 Director Timothy Collins 3 Embarcadero Center, Suite 1340 San Francisco CA CALIFORNIA 94111 Director Other Energy Decline to Disclose 06b true 0001140361-14-002750 2014-01-13 false true true true true Units consisting of 1,000,000 shares of Common Stock and a warrant for 500,000 shares of Common Stock per Unit, Placement Agent Warrants, and the underlying Common Stock issuable upon exercise of the warrants. false 0 Security Research Associates, Inc. 8200 Timothy Collins 51366 100 Pine Street, Suite 605 San Francisco CA CALIFORNIA 94111 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KY KENTUCKY MA MASSACHUSETTS MD MARYLAND MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WY WYOMING false 5291460 1944000 3347460 Item (c) above includes proceeds from exercise price of all warrants, if exercised (including placement agent warrants) false 41 0 214920 true Cash equal to 9% of gross proceeds received from certain purchasers, and a 5-year Common Stock warrant with an exercise price of $0.06. 0 false Flux Power Holdings, Inc. /s/ Ronald F. Dutt Ronald F. Dutt Chief Executive Officer 2014-03-18