0001081747-14-000001.txt : 20140403 0001081747-14-000001.hdr.sgml : 20140403 20140403125645 ACCESSION NUMBER: 0001081747-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140403 DATE AS OF CHANGE: 20140403 EFFECTIVENESS DATE: 20140403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLYMOUTH ROCK FUND L P CENTRAL INDEX KEY: 0001081747 IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-77190 FILM NUMBER: 14741176 BUSINESS ADDRESS: STREET 1: 980 MICHIGAN AVENUE STREET 2: SUITE 1370 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 274-0200 MAIL ADDRESS: STREET 1: 980 MICHIGAN AVENUE STREET 2: SUITE 1370 CITY: CHICAGO STATE: IL ZIP: 60611 D/A 1 primary_doc.xml X0707 D/A LIVE 0001081747 PLYMOUTH ROCK FUND L P 980 MICHIGAN AVENUE SUITE 1370 CHICAGO IL ILLINOIS 60611 (312) 274-0200 ILLINOIS None None Limited Partnership true Kay Torshen 980 N. Michigan Avenue Suite 1370 Chicago IL ILLINOIS 60611 Executive Officer Promoter Sole Member of Issuer's General Partner Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001081747-13-000001 1999-03-01 true true false 500000 James D. Baer 9936 Uhlmann Price Securities, LLC 42854 141 W. Jackson Blvd Ste. 1340A Chicago IL ILLINOIS 60604 All States false MIT Associates, LLC d/b/a Liability Solutions 121171 MIT Associates, LLC d/b/a Liability Solutions 121171 One Landmark Square Suite 620 Stamford CT CONNECTICUT 06901 CT CONNECTICUT NY NEW YORK false George Register 373031 Register Finanical Associates, Inc. 30568 3500 Lenox Road Suite 1700 Atlanta GA GEORGIA 30326 AL ALABAMA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IN INDIANA LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MS MISSISSIPPI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON WY WYOMING false Barbara Justiz 1248873 Concept Capital Markets, LLC 153397 1010 Franklin Avenue Suite 303 Garden City NY NEW YORK 11530 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA false Mt Rushmore Securities LLC 130955 Mt Rushmore Securities 130955 1703 Kosola Ave Suite B Fairfield IA IOWA 52556 DE DELAWARE NV NEVADA false Indefinite 62001453 Indefinite false 130 22133 true 0 The commissions reported are for FYE 2013 only. The Issuer does not pay sales commissions. If an investor is introduced to the Issuer by the persons listed in item 12, those persons may be paid sales compensation by the General Partner of the Issuer. 0 false PLYMOUTH ROCK FUND L P Kay Torshen Kay Torshen Sole Member of Issuer's General Partner 2014-04-03