0001144204-13-013297.txt : 20130306 0001144204-13-013297.hdr.sgml : 20130306 20130306170041 ACCESSION NUMBER: 0001144204-13-013297 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130306 DATE AS OF CHANGE: 20130306 EFFECTIVENESS DATE: 20130306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALWISE INVESTMENTS INC CENTRAL INDEX KEY: 0001081745 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870613716 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-192845 FILM NUMBER: 13670322 BUSINESS ADDRESS: STREET 1: 2190 DIVIDEND DRIVE CITY: COLUMBUS STATE: OH ZIP: 43228 BUSINESS PHONE: 6143888909 MAIL ADDRESS: STREET 1: 2190 DIVIDEND DRIVE CITY: COLUMBUS STATE: OH ZIP: 43228 D 1 primary_doc.xml X0706 D LIVE 0001081745 GLOBALWISE INVESTMENTS INC 2190 DIVIDEND DRIVE COLUMBUS OH OHIO 43228 614-388-8909 NEVADA None None Corporation true William J. Santiago 2190 Dividend Dr. Columbus OH OHIO 43228 Executive Officer Director Matthew L. Chretien 2190 Dividend Dr. Columbus OH OHIO 43228 Executive Officer Director A. Michael Chretien 2190 Dividend Dr. Columbus OH OHIO 43228 Executive Officer Director Kendall D. Gill 2190 Dividend Dr. Columbus OH OHIO 43228 Executive Officer Rye D'Orazio 2190 Dividend Dr. Columbus OH OHIO 43228 Director Tom Moss 2190 Dividend Dr. Columbus OH OHIO 43228 Director Roy Haddix 2190 Dividend Dr. Columbus OH OHIO 43228 Director Other Technology $1,000,001 - $5,000,000 06 false 2013-02-28 false true false 10000 Taglich Brothers, Inc. 29102 None None 275 MADISON AVE. SUITE 1618 NEW YORK NY NEW YORK 10016 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IN INDIANA KS KANSAS MD MARYLAND MI MICHIGAN MN MINNESOTA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false 3000000 3000000 0 The Company allowed holders of $350,000 of principal face amount of promissory notes to exchange the promissory notes for shares of common stock in this offering. false 58 240000 0 Taglich also received (i) approximately $28,000 for expense reimbursement, (ii) 4-year warrants to purchase 1,500,000 shares exercisable at $0.24 per share, (iii) the right, for two years, to appoint one member to the board of directors of the Company. 0 false GLOBALWISE INVESTMENTS INC /s/ William J. Santiago William J. Santiago President and CEO 2013-03-06