0001077921-18-000001.txt : 20180222 0001077921-18-000001.hdr.sgml : 20180222 20180222120121 ACCESSION NUMBER: 0001077921-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 EFFECTIVENESS DATE: 20180222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III FUND LP CENTRAL INDEX KEY: 0001077921 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-48374 FILM NUMBER: 18631659 BUSINESS ADDRESS: STREET 1: 58 BROAD STREET ROAD CITY: MANAKIN-SABOT STATE: VA ZIP: 23103 BUSINESS PHONE: 804-578-4500 MAIL ADDRESS: STREET 1: 58 BROAD STREET ROAD CITY: MANAKIN-SABOT STATE: VA ZIP: 23103 FORMER COMPANY: FORMER CONFORMED NAME: III FUND LP/VA DATE OF NAME CHANGE: 19990129 D/A 1 primary_doc.xml X0708 D/A LIVE 0001077921 III FUND LP 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 564-544-4600 DELAWARE III FUND LP/VA Limited Partnership true n/a III Capital Management 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer General Partner Clifford G. Viner III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B. Mosler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester N. Coyle III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P. McCauley III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Printz III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis Feeney III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott Wyler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Deep Kumar III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael Reger III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001077921-17-000001 1999-01-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 AL ALABAMA FL FLORIDA GA GEORGIA MA MASSACHUSETTS NM NEW MEXICO NY NEW YORK OH OHIO false Maymont Partners, Inc. 120536 None None 1801 Libbie Avenue Suite 104 Richmond VA VIRGINIA 23226 true Anchor Asset Management LLC 128344 None None One East End Avenue Suite 10A New York NY NEW YORK 10075 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS false Frontier Solutions, LLC 136102 None None 9 East Franklin Street Richmond VA VIRGINIA 23219 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WY WYOMING false Norfolk Markets, LLC 103797 None None 114 6th Avenue 9th Floor New York NY NEW YORK 10036 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Indefinite 553916642 Indefinite true 1 96 2085689 true 0 Service provider pays up to 50% of its portion of advisory fee & 75% of mgmt fee to selling agents - see item 12. Item 15 reflects the requested information commencing from inception. Maymont no longer a BD, does not receive commissions. 0 false III FUND LP Scott Wyler Scott Wyler General Counsel of III Capital Management, GP of the Issuer 2018-02-22