0000943440-13-000233.txt : 20130301 0000943440-13-000233.hdr.sgml : 20130301 20130301162454 ACCESSION NUMBER: 0000943440-13-000233 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130301 DATE AS OF CHANGE: 20130301 EFFECTIVENESS DATE: 20130301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ECOSPHERE TECHNOLOGIES INC CENTRAL INDEX KEY: 0001071760 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION, MINING & MATERIALS HANDLING MACHINERY & EQUIP [3530] IRS NUMBER: 203502861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-192639 FILM NUMBER: 13657990 BUSINESS ADDRESS: STREET 1: 3515 S E LIONEL TERRACE CITY: STUART STATE: FL ZIP: 34996 BUSINESS PHONE: 5612874846 MAIL ADDRESS: STREET 1: 3515 S E LIONEL TERRACE CITY: STUART STATE: FL ZIP: 34996 FORMER COMPANY: FORMER CONFORMED NAME: ULTRASTRIP SYSTEMS INC DATE OF NAME CHANGE: 19990311 D 1 primary_doc.xml X0706 D LIVE 0001071760 ECOSPHERE TECHNOLOGIES INC 3515 S E LIONEL TERRACE STUART FL FLORIDA 34997 (561) 287-4846 DELAWARE None ULTRASTRIP SYSTEMS INC Corporation true John Brewster 3515 SE Lionel Terrace Stuart FL FLORIDA 34997 Executive Officer Director David Brooks 3515 SE Lionel Terrace Stuart FL FLORIDA 34997 Executive Officer Charles Vinick 3515 SE Lionel Terrace Stuart FL FLORIDA 34997 Director Dennis McGuire 3515 SE Lionel Terrace Stuart FL FLORIDA 34997 Executive Officer Michael Donn 3515 SE Lionel Terrace Stuart FL FLORIDA 34997 Executive Officer Director Jacqueline McGuire 3515 SE Lionel Terrace Stuart FL FLORIDA 34997 Executive Officer Dean Becker 2710 Nichols Canyon Road Los Angeles CA CALIFORNIA 90046 Director Gene Davis 3515 SE Lionel Terrace Stuart FL FLORIDA 34997 Director D. Stephen Keating 65 Kensington Road Garden City NY NEW YORK 11530 Director Jimmac Lofton 417 Winterthur Way Littleton CO COLORADO 80129 Director Other $25,000,001 - $100,000,000 06 false 2013-02-19 false true true false 150000 Brean Capital LLC 23273 None None 570 LEXINGTON AVENUE 11TH FLOOR NEW YORK NY NEW YORK 10022 FL FLORIDA false 3400000 750000 2650000 false 2 41250 true 0 The Issuer agreed to pay Brean Capital LLC a cash fee of 5.5% as well as warrants to purchase 4% of the securities sold. 0 false ECOSPHERE TECHNOLOGIES INC /s/ Michael R. Donn, Sr. Michael R. Donn, Sr. Chief Operating Officer 2013-03-01