0001056036-12-000001.txt : 20121119 0001056036-12-000001.hdr.sgml : 20121119 20121119172905 ACCESSION NUMBER: 0001056036-12-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20121119 DATE AS OF CHANGE: 20121119 EFFECTIVENESS DATE: 20121119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALESTRA SPECTRUM PARTNERS LLC CENTRAL INDEX KEY: 0001056036 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129319 FILM NUMBER: 121215763 BUSINESS ADDRESS: STREET 1: 58 WEST 40TH STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-768-9000 MAIL ADDRESS: STREET 1: 58 WEST 40TH STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 D/A 1 primary_doc.xml X0706 D/A LIVE 0001056036 BALESTRA SPECTRUM PARTNERS LLC 58 WEST 40TH STREET 12TH FLOOR NEW YORK NY NEW YORK 10018 212-768-9000 DELAWARE None None Limited Liability Company true James L. Melcher 58 West 40th Street 12th Floor New York NY NEW YORK 10018 Executive Officer Promoter Norman J. Cerk 58 West 40th Street 12th Floor New York NY NEW YORK 10018 Executive Officer Promoter Matthew J. Luckett 58 West 40th Street 12th Floor New York NY NEW YORK 10018 Executive Officer Promoter Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.1 true 0001056036-10-000002 2007-06-01 true true false 0 Aurora Capital 37924 David Andrews 5542166 17 Park Avenue Suite 201 New York NY NEW YORK 10016 All States false Aurora Capital 37924 Neil K. O'Donnell 4818174 17 Park Avenue Suite 201 New York NY NEW YORK 10016 All States false Aurora Capital LLC 37924 Burtt Reuben Ehrlich 76265 17 Park Avenue Suite 201 New York NY NEW YORK 10016 All States false Security Research Associates, Inc. 8200 Craig S. Lewis 5501107 Three Embarcadero Centre Suite 1340 San Francisco CA CALIFORNIA 94111 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI MT MONTANA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WY WYOMING false Indefinite 72745144 Indefinite false 92 0 true 135006 true 0 The investment manager is entitled to management fees and the managing member may receive a profit allocation. The Issuer's confidential offering materials set forth detailed discussions of these fees and allocations. false BALESTRA SPECTRUM PARTNERS LLC /S/Norman Cerk Norman Cerk Authorized Person 2012-11-19