0001144204-17-014190.txt : 20170313 0001144204-17-014190.hdr.sgml : 20170313 20170313143228 ACCESSION NUMBER: 0001144204-17-014190 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170313 DATE AS OF CHANGE: 20170313 EFFECTIVENESS DATE: 20170313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliqua BioMedical, Inc. CENTRAL INDEX KEY: 0001054274 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582349413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-282404 FILM NUMBER: 17684890 BUSINESS ADDRESS: STREET 1: 1010 STONY HILL ROAD STREET 2: SUITE 200 CITY: YARDLEY STATE: PA ZIP: 19067 BUSINESS PHONE: 215-702-8550 MAIL ADDRESS: STREET 1: 1010 STONY HILL ROAD STREET 2: SUITE 200 CITY: YARDLEY STATE: PA ZIP: 19067 FORMER COMPANY: FORMER CONFORMED NAME: Alliqua, Inc. DATE OF NAME CHANGE: 20101222 FORMER COMPANY: FORMER CONFORMED NAME: HEPALIFE TECHNOLOGIES INC DATE OF NAME CHANGE: 20030529 FORMER COMPANY: FORMER CONFORMED NAME: ZETA CORP DATE OF NAME CHANGE: 20030219 D 1 primary_doc.xml X0707 D LIVE 0001054274 Alliqua BioMedical, Inc. 1010 STONY HILL ROAD SUITE 200 YARDLEY PA PENNSYLVANIA 19067 215-702-8550 DELAWARE None Alliqua, Inc. HEPALIFE TECHNOLOGIES INC ZETA CORP Corporation true David Johnson 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Executive Officer Director President, Chief Executive Officer and Director of the Issuer Brian Posner 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Executive Officer Chief Financial Officer, Treasurer and Secretary Brad Barton 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Executive Officer Chief Operating Officer Pellegrino Pionati 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Executive Officer Chief Strategy and Marketing Officer Jerome Zeldis 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Director Director Mark Wagner 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Director Director Winston Kung 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Director Director Joseph Leone 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Director Director Gary Restani 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Director Director Jeffrey Sklar 1010 Stony Hill Road Suite 200 Yardley PA PENNSYLVANIA 19067 Director Director Biotechnology Decline to Disclose 06b false 2017-02-27 false true false 0 Rodman & Renshaw, LLC 281264 H.C. Wainwright & Co., LLC 375 430 PARK AVENUE 4TH FLOOR NEW YORK NY NEW YORK 10022 CA CALIFORNIA NJ NEW JERSEY false Cova Capital Partners, LLC 109761 None None 6851 JERICHO TPKE SUITE 120A SYOSSET NY NEW YORK 11791 CA CALIFORNIA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA false 2900000 2770000 130000 false 8 196180 0 $161,980 was paid to Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC. $34,200 was paid to Cova Capital Partners, LLC. 0 false Alliqua BioMedical, Inc. /s/ Brian Posner Brian Posner Chief Financial Officer 2017-03-13