0001054274-13-000013.txt : 20131125 0001054274-13-000013.hdr.sgml : 20131125 20131125172525 ACCESSION NUMBER: 0001054274-13-000013 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131125 DATE AS OF CHANGE: 20131125 EFFECTIVENESS DATE: 20131125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliqua, Inc. CENTRAL INDEX KEY: 0001054274 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582349413 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-206985 FILM NUMBER: 131241871 BUSINESS ADDRESS: STREET 1: 2150 CABOT BOULEVARD WEST CITY: LANGHORNE STATE: PA ZIP: 19047 BUSINESS PHONE: 215-702-8550 MAIL ADDRESS: STREET 1: 2150 CABOT BOULEVARD WEST CITY: LANGHORNE STATE: PA ZIP: 19047 FORMER COMPANY: FORMER CONFORMED NAME: HEPALIFE TECHNOLOGIES INC DATE OF NAME CHANGE: 20030529 FORMER COMPANY: FORMER CONFORMED NAME: ZETA CORP DATE OF NAME CHANGE: 20030219 FORMER COMPANY: FORMER CONFORMED NAME: ZETA CORP /CA DATE OF NAME CHANGE: 20000303 D 1 primary_doc.xml X0707 D LIVE 0001054274 Alliqua, Inc. 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 215-702-8550 FLORIDA HEPALIFE TECHNOLOGIES INC ZETA CORP ZETA CORP /CA Corporation true Richard Rosenblum 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Director David Stefansky 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Director Jerome Zeldis 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Director Joseph Leone 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Director Kenneth Londoner 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Director Kenneth Pearsen 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Director Jeffrey Sklar 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Director Brian Posner 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Executive Officer Chief Financial Officer of the Issuer David Johnson 2150 CABOT BOULEVARD WEST LANGHORNE PA PENNSYLVANIA 19047 Executive Officer Director President, Chief Executive Officer and Director of the Issuer Biotechnology Decline to Disclose 06b false 2013-11-18 false true true false 0 Summer Street Research Partners 127412 None None 708 3rd Avenue 5th Floor New York NY NEW YORK 10017 CA CALIFORNIA MD MARYLAND MA MASSACHUSETTS NY NEW YORK PA PENNSYLVANIA false 7000000 7000000 0 false 12 490000 0 The Issuer also issued a five year warrant to purchase 136,585 shares of common stock at an exercise price of $5.69 per share to the placement agent as consideration for serving as the placement agent. 0 false Alliqua, Inc. Brian Posner Brian Posner Chief Financial Officer 2013-11-25