0001050763-18-000001.txt : 20180227 0001050763-18-000001.hdr.sgml : 20180227 20180227140420 ACCESSION NUMBER: 0001050763-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 EFFECTIVENESS DATE: 20180227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pine Grove Institutional Partners, L.P. CENTRAL INDEX KEY: 0001050763 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-128050 FILM NUMBER: 18644330 BUSINESS ADDRESS: STREET 1: HSBC TOWER STREET 2: 452 FIFTH AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-649-6600 MAIL ADDRESS: STREET 1: HSBC TOWER STREET 2: 452 FIFTH AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: PINE GROVE INSTITUTIONAL PARTNERS L P DATE OF NAME CHANGE: 19971203 D/A 1 primary_doc.xml X0708 D/A LIVE 0001050763 Pine Grove Institutional Partners, L.P. HSBC Tower 452 Fifth Avenue, 26th Floor New York NY NEW YORK 10018 212-649-6600 DELAWARE PINE GROVE INSTITUTIONAL PARTNERS L P Limited Partnership true n/a FRM Investment Management GP (USA) LLC HSBC Tower 452 Fifth Avenue, 26th Floor New York NY NEW YORK 10018 Executive Officer General Partner n/a FRM Investment Management (USA) LLC HSBC Tower 452 Fifth Avenue, 26th Floor New York NY NEW YORK 10018 Executive Officer Investment Manager Michelle McCloskey FRM Investment Management GP (USA) LLC HSBC Twr., 452 Fifth Ave., 26th Fl. New York NY NEW YORK 10018 Executive Officer Jens Foehrenbach FRM Investment Management GP (USA) LLC HSBC Twr., 452 Fifth Ave., 26th Fl. New York NY NEW YORK 10018 Executive Officer Solomon E. Kuckelman FRM Investment Management GP (USA) LLC HSBC Twr., 452 Fifth Ave., 26th Fl. New York NY NEW YORK 10018 Executive Officer Robert Richard Hanna FRM Investment Management GP (USA) LLC HSBC Twr., 452 Fifth Ave., 26th Fl. New York NY NEW YORK 10018 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001050763-17-000002 1997-07-01 true true false 100000 VP Distributors LLC 3036 None None 100 Pearl Street 4th Floor Hartford CT CONNECTICUT 06103 All States false Fairview Securities, Inc. 35703 None None 154 Long Lots Road Westport CT CONNECTICUT 06880 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA TX TEXAS VA VIRGINIA false Citigroup Global Markets Inc. 7059 None None 390-388 Greenwich Street New York NY NEW YORK 10013-2396 All States false Morgan Stanley 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577-2530 All States false Suntrust Investment Services, Inc. 17499 None None 303 Peachtree Center Avenue Suite 140 Atlanta GA GEORGIA 30303 All States false Man Investments Inc. 15770 None None HSBC Tower, 452 5th Avenue 27th Floor New York NY NEW YORK 10018 All States false Indefinite 531092310 Indefinite false 204 0 0 Certain entities listed in Item 12 no longer paid comm. MII is an affiliate of FRM (USA). The Issuer did not pay sales comm. to MII in this offering. MII compensates its RRs a salary and disc. bonus, det. by factors, incl. assets raised for the Issuer. 0 false Pine Grove Institutional Partners, L.P. Solomon E. Kuckelman Solmon E. Kuckelman Secretary of the General Partner 2018-02-27