<SEC-DOCUMENT>0001047852-14-000003.txt : 20140321
<SEC-HEADER>0001047852-14-000003.hdr.sgml : 20140321
<ACCEPTANCE-DATETIME>20140320202035
ACCESSION NUMBER: 0001047852-14-000003
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: <ITEMS>06b
FILED AS OF DATE: 20140321
DATE AS OF CHANGE: 20140320
EFFECTIVENESS DATE: 20140321
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: M FINANCIAL HOLDINGS INC
CENTRAL INDEX KEY: 0001047852
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-214010
FILM NUMBER: 14708015
BUSINESS ADDRESS:
STREET 1: 1125 NW COUCH STREET
STREET 2: SUITE 900
CITY: PORTLAND
STATE: OR
ZIP: 97209
BUSINESS PHONE: 503-232-6960
MAIL ADDRESS:
STREET 1: 1125 NW COUCH STREET
STREET 2: SUITE 900
CITY: PORTLAND
STATE: OR
ZIP: 97209
</SEC-HEADER>
<DOCUMENT>
<TYPE>D
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
<XML>
<?xml version="1.0"?>
<edgarSubmission>
<schemaVersion>X0707</schemaVersion>
<submissionType>D</submissionType>
<testOrLive>LIVE</testOrLive>
<primaryIssuer>
<cik>0001047852</cik>
<entityName>M FINANCIAL HOLDINGS INC</entityName>
<issuerAddress>
<street1>1125 NW COUCH STREET</street1>
<street2>SUITE 900</street2>
<city>PORTLAND</city>
<stateOrCountry>OR</stateOrCountry>
<stateOrCountryDescription>OREGON</stateOrCountryDescription>
<zipCode>97209</zipCode>
</issuerAddress>
<issuerPhoneNumber>503-232-6960</issuerPhoneNumber>
<jurisdictionOfInc>DELAWARE</jurisdictionOfInc>
<issuerPreviousNameList>
<value>None</value>
</issuerPreviousNameList>
<edgarPreviousNameList>
<value>None</value>
</edgarPreviousNameList>
<entityType>Corporation</entityType>
<yearOfInc>
<overFiveYears>true</overFiveYears>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName>John</firstName>
<middleName>M</middleName>
<lastName>Barry</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1100 Kenilworth Avenue</street1>
<street2>Suite 110</street2>
<city>Charlotte</city>
<stateOrCountry>NC</stateOrCountry>
<stateOrCountryDescription>NORTH CAROLINA</stateOrCountryDescription>
<zipCode>28204</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Jeffrey</firstName>
<lastName>Brown</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>2721 East Coast Highway</street1>
<street2>Suite 108</street2>
<city>Corona Del Mar</city>
<stateOrCountry>CA</stateOrCountry>
<stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
<zipCode>92625</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>James</firstName>
<middleName>A</middleName>
<lastName>Cheney</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1400 Williams Street</street1>
<city>Chattanooga</city>
<stateOrCountry>TN</stateOrCountry>
<stateOrCountryDescription>TENNESSEE</stateOrCountryDescription>
<zipCode>37408</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>David</firstName>
<middleName>J</middleName>
<lastName>Coyle</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>20 William Street</street1>
<city>Wellesley</city>
<stateOrCountry>MA</stateOrCountry>
<stateOrCountryDescription>MASSACHUSETTS</stateOrCountryDescription>
<zipCode>02481</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>David</firstName>
<middleName>J</middleName>
<lastName>Downey</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>505 Devonshire Drive</street1>
<city>Champaign</city>
<stateOrCountry>IL</stateOrCountry>
<stateOrCountryDescription>ILLINOIS</stateOrCountryDescription>
<zipCode>61824</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Fred</firstName>
<middleName>H</middleName>
<lastName>Jonske</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1125 NW Couch Street</street1>
<street2>Suite 900</street2>
<city>Portland</city>
<stateOrCountry>OR</stateOrCountry>
<stateOrCountryDescription>OREGON</stateOrCountryDescription>
<zipCode>97209</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Richard</firstName>
<middleName>D</middleName>
<lastName>Mack</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>201 West 103rd Street</street1>
<street2>Suite 100</street2>
<city>Indianapolis</city>
<stateOrCountry>IN</stateOrCountry>
<stateOrCountryDescription>INDIANA</stateOrCountryDescription>
<zipCode>46290</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>John</firstName>
<lastName>Meisenbach</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1325 4th Avenue</street1>
<street2>Suite 2100</street2>
<city>Seattle</city>
<stateOrCountry>WA</stateOrCountry>
<stateOrCountryDescription>WASHINGTON</stateOrCountryDescription>
<zipCode>98101</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Peter</firstName>
<middleName>W</middleName>
<lastName>Mullin</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1421 Emerson Avenue</street1>
<city>Oxnard</city>
<stateOrCountry>CA</stateOrCountry>
<stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
<zipCode>93033</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Lawton</firstName>
<middleName>M</middleName>
<lastName>Nease II</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>2100 RiverEdge Parkway</street1>
<street2>Suite 200</street2>
<city>Atlanta</city>
<stateOrCountry>2Q</stateOrCountry>
<stateOrCountryDescription>GEORGIA</stateOrCountryDescription>
<zipCode>30328</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Mark</firstName>
<middleName>I</middleName>
<lastName>Solomon</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>308 E Lancaster Avenue</street1>
<street2>Suite 300</street2>
<city>Wynnewood</city>
<stateOrCountry>PA</stateOrCountry>
<stateOrCountryDescription>PENNSYLVANIA</stateOrCountryDescription>
<zipCode>19096</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Bernard</firstName>
<middleName>Joseph</middleName>
<lastName>White</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1212 West Armory Avenue</street1>
<city>Champaign</city>
<stateOrCountry>IL</stateOrCountry>
<stateOrCountryDescription>ILLINOIS</stateOrCountryDescription>
<zipCode>61821</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Director</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Daniel</firstName>
<middleName>F</middleName>
<lastName>Byrne</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1125 NW Couch Street</street1>
<street2>Suite 900</street2>
<city>Portland</city>
<stateOrCountry>OR</stateOrCountry>
<stateOrCountryDescription>OREGON</stateOrCountryDescription>
<zipCode>97209</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Kenneth</firstName>
<middleName>R</middleName>
<lastName>Ehinger</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1125 NW Couch Street</street1>
<street2>Suite 900</street2>
<city>Portland</city>
<stateOrCountry>OR</stateOrCountry>
<stateOrCountryDescription>OREGON</stateOrCountryDescription>
<zipCode>97209</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Donald</firstName>
<middleName>H</middleName>
<lastName>Friedman</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1125 NW Couch Street</street1>
<street2>Suite 900</street2>
<city>Portland</city>
<stateOrCountry>OR</stateOrCountry>
<stateOrCountryDescription>OREGON</stateOrCountryDescription>
<zipCode>97209</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>JoNell</firstName>
<lastName>Hermanson</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1125 NW Couch Street</street1>
<street2>Suite 900</street2>
<city>Portland</city>
<stateOrCountry>OR</stateOrCountry>
<stateOrCountryDescription>OREGON</stateOrCountryDescription>
<zipCode>97209</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Connie</firstName>
<middleName>K</middleName>
<lastName>Morrison</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1125 NW Couch Street</street1>
<street2>Suite 900</street2>
<city>Portland</city>
<stateOrCountry>OR</stateOrCountry>
<stateOrCountryDescription>OREGON</stateOrCountryDescription>
<zipCode>97209</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Randall</firstName>
<middleName>M</middleName>
<lastName>O'Connor</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>1125 NW Couch Street</street1>
<street2>Suite 900</street2>
<city>Portland</city>
<stateOrCountry>OR</stateOrCountry>
<stateOrCountryDescription>OREGON</stateOrCountryDescription>
<zipCode>97209</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType>Insurance</industryGroupType>
</industryGroup>
<issuerSize>
<revenueRange>Decline to Disclose</revenueRange>
</issuerSize>
<federalExemptionsExclusions>
<item>06b</item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment>false</isAmendment>
</newOrAmendment>
<dateOfFirstSale>
<value>2014-03-12</value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear>false</moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isEquityType>true</isEquityType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction>false</isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted>10000</minimumInvestmentAccepted>
<salesCompensationList></salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount>30000</totalOfferingAmount>
<totalAmountSold>30000</totalAmountSold>
<totalRemaining>0</totalRemaining>
<clarificationOfResponse></clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors>true</hasNonAccreditedInvestors>
<numberNonAccreditedInvestors>1</numberNonAccreditedInvestors>
<totalNumberAlreadyInvested>3</totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount>0</dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount>0</dollarAmount>
</findersFees>
<clarificationOfResponse></clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount>0</dollarAmount>
</grossProceedsUsed>
<clarificationOfResponse></clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative>false</authorizedRepresentative>
<signature>
<issuerName>M FINANCIAL HOLDINGS INC</issuerName>
<signatureName>David Schutt</signatureName>
<nameOfSigner>David Schutt</nameOfSigner>
<signatureTitle>Secretary</signatureTitle>
<signatureDate>2014-03-20</signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>