0001043951-17-000013.txt : 20170518 0001043951-17-000013.hdr.sgml : 20170518 20170518141144 ACCESSION NUMBER: 0001043951-17-000013 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 EFFECTIVENESS DATE: 20170518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAMPBELL FUND TRUST CENTRAL INDEX KEY: 0001043951 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 946260018 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129447 FILM NUMBER: 17854465 BUSINESS ADDRESS: STREET 1: 2850 QUARRY LAKE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21209 BUSINESS PHONE: 410-413-2600 MAIL ADDRESS: STREET 1: 2850 QUARRY LAKE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21209 D/A 1 primary_doc.xml X0707 D/A LIVE 0001043951 CAMPBELL FUND TRUST 2850 QUARRY LAKE DRIVE BALTIMORE MD MARYLAND 21209 410-413-2600 DELAWARE None None Business Trust true G. William Andrews Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Director Gregory T. Donovan Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Thomas P. Lloyd Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Director n/a Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Managing Operator of the Trust. D. Keith Campbell Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Director Michael S. Harris Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Director Xiaohua Hu Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Robert W. McBride Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer John Radle Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Darvin Sterner Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Heidi L. Kaiser Campbell & Company, LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Sarah Sheckells Campbell & Company LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Joseph Kelly Campbell & Company LP 510 Madison Avenue New York NY NEW YORK 10022 Executive Officer Adam Tremper Campbell & Company LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Brian Nabet Campbell & Company LP 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001043951-16-000072 1996-01-01 true true false 25000 Cambridge Investment Research, Inc. 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false Campbell Financial Services, Inc. 42953 None None 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 All States false Commonwealth Financial Network 8032 None None 29 Sawyer Road Waltham MA MASSACHUSETTS 02453 All States false Credit Suisse Securities (USA) LLC 816 None None 11 Madison Avenue 24th Floor New York NY NEW YORK 10010 All States false David A. Noyes & Company 205 None None 209 South La Salle Street 12th Floor Chicago IL ILLINOIS 60604 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Geneos Wealth Management, Inc. 120894 None None 9055 E Mineral Circle Suite 200 Centennial CO COLORADO 80112 All States false JAE Investments, Inc. 42807 None None 7310 Dover Court Parkland FL FLORIDA 33067 FL FLORIDA NJ NEW JERSEY NY NEW YORK false Janney Montgomery Scott, LLC 463 None None 1717 Arch Street Philadelphia PA PENNSYLVANIA 19103 All States false Lincoln Financial Advisors Corporation 3978 None None 1300 South Clinton Street Suite 150 Fort Wayne IN INDIANA 46802 All States false LPL Financial Corporation 6413 None None 75 State Street 24th Floor Boston MA MASSACHUSETTS 02109 All States false Merrill Lynch, Pierce, Fenner & Smith, Inc. 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577 All States false Raymond James & Associates, Inc 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false RBC Capital Markets LLC 31194 None None 3 World Financial Center 200 Vesey Street New York NY NEW YORK 10281 All States false BB&T Scott & Stringfellow, Inc. 142785 None None 901 E. Byrd Street Riverfront Plaza, West Tower Richmond VA VIRGINIA 23219 All States false Stephens, Inc. 3496 None None 111 Center Street Little Rock AR ARKANSAS 72201 All States false Stifel Nicolaus & Company, Incorporated 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 All States false UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false American Portfolios Financial Services, Inc. 18487 None None 4250 Veterans Memorial Highway 4th Floor East Holbrook NY NEW YORK 11741 All States false Ameriprise Financial Services, Inc. 6363 None None 707 2nd Avenue South Minneapolis MN MINNESOTA 55402 All States false Benjamin F. Edwards & Co., Inc. 146936 None None One North Brentwood Boulevard Suite 850 St. Louis MO MISSOURI 63105 All States false Berthel, Fisher & Company Financial Services, Inc. 13609 None None 701 Tama Street Building B Marion IA IOWA 52302 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Davenport & Company LLC 1588 None None One James Center 901 E. Cary Street Richmond VA VIRGINIA 23219 All States false First Allied Securities 32444 None None 655 West Broadway 12th Floor San Diego CA CALIFORNIA 92101 All States false FSC Securities Corporation 7461 None None 2300 Windy Ridge Parkway Suite 1100 Atlanta GA GEORGIA 30339 All States false Girard Securities, Inc. 18697 None None 9560 Waples Street Suite B San Diego CA CALIFORNIA 92121 All States false H. Beck, Inc. 1763 None None 6600 Rockledge Drive 6th Floor Bethesda MD MARYLAND 20817 All States false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Hilliard Lyons, Inc. 453 None None 500 West Jefferson Street Suite 700 Louisville KY KENTUCKY 40202 All States false J.P. Morgan Clearing Corp. 28432 None None Three Chase Metrotech Center Brooklyn NY NEW YORK 11245 All States false Cetera Advisors LLC 10299 None None 4600 South Syracuse Suite 600 Denver CO COLORADO 80237 All States false Purshe, Kaplan, Sterling Investments 35747 None None 18 Corporate Woods Boulevard Albany NY NEW YORK 12211 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Robert W. Baird & Co., Inc. 8158 None None 777 E. Wisconsin Ave. Milwaukee WI WISCONSIN 53202 All States false Royal Alliance Associates, Inc. 23131 None None One World Financial Center 15th Floor New York NY NEW YORK 10281 All States false Sagepoint Financial, Inc. 133763 None None 2800 North Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 All States false Securities America, Inc. 10205 None None 12325 Port Grace Boulevard LaVista NE NEBRASKA 68128 All States false SII Investments, Inc. 2225 None None 5555 Grande Market Drive Appleton WI WISCONSIN 54913 All States false Spire Securities, LLC 144131 None None 1840 Michael Faraday Dr. Suite 105 Reston VA VIRGINIA 20190 All States false Stephen A. Kohn & Associates, Ltd. 41067 None None 3232 South Vance Street Suite 210 Lakewood CO COLORADO 80227 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Summit Brokerage Services, Inc. 34643 None None 595 S. Federal Highway Suite 500 Boca Raton FL FLORIDA 33432 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Thomas McDonald Partners LLC 135414 None None 959 W. St. Clair Ave. 3rd Floor Cleveland OH OHIO 44113 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false USA FInancial Securities Corporation 103857 None None 6020 East Fulton Ada MI MICHIGAN 49301 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false VSR Financial Services, Inc. 14503 None None 8620 W 110th Street 200 Overland Park KS KANSAS 66210 All States false Wedbush Morgan Securities Inc. 877 None None 1000 Wilshire Blvd. Suite 900 Los Angeles CA CALIFORNIA 90017 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Arete Wealth Management, LLC 44856 None None 1699 E. Woodfield Road Suite 565 Schaumburg IL ILLINOIS 60173 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Lincoln Investment Planning, Inc. 519 None None Forst Pavillion 218 Glenside Avenue Wyncotse PA PENNSYLVANIA 19095-1595 All States false Mutual Securities, Inc. 13092 None None 807-A Camarillo Springs Road Camarillo CA CALIFORNIA 93012 All States false Titan Securities 131392 None None 14801 Quorum Drive Suite 260 Dallas TX TEXAS 75254 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false KMS Financial Services, Inc. 3866 None None 2001 Sixth Avenue Suite 2801 Seattle WA WASHINGTON 98121-1866 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Oppenheimer & Co., Inc. 249 None None 85 Broad Street 22nd, 24th Floor New York NY NEW YORK 10004 All States false D.H. HILL SECURITIES, LLLP 41528 None None 1543 GREEN OAK PLACE SUITE 100 KINGWOOD TX TEXAS 77339 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Ausdal Financial Partners, Inc. 7995 None None 220 North Main Street Suite 400 Davenport IA IOWA 52801 All States false Kestra Investment Services, LLC 42046 None None 5707 Southwest Parkway Bldg 2, Ste 400 Austin TX TEXAS 78735 All States false Raymond James Financial Services, Inc. 6694 None None 880 Carillon Parkway Saint Petersburg FL FLORIDA 33716 All States false Indefinite 2233966159 Indefinite true 7 12065 87932350 true 0 0 false CAMPBELL FUND TRUST Heidi L. Kaiser Heidi L. Kaiser Chief Compliance Officer of CCLP 2017-05-18