-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AeQN7GHv42czEAL2YgcFGLzzgMGVnpedg+awoHNSvAkaFVpG8+eTir1M4Tz03+82 P5kZ5Ty//W5sYKcvdOu3mQ== 0001043951-09-000004.txt : 20090420 0001043951-09-000004.hdr.sgml : 20090420 20090417131411 ACCESSION NUMBER: 0001043951-09-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090417 DATE AS OF CHANGE: 20090417 EFFECTIVENESS DATE: 20090417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAMPBELL FUND TRUST CENTRAL INDEX KEY: 0001043951 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 946260018 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129447 FILM NUMBER: 09756087 BUSINESS ADDRESS: STREET 1: 2850 QUARRY LAKE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21209 BUSINESS PHONE: 410-413-2600 MAIL ADDRESS: STREET 1: 2850 QUARRY LAKE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21209 D/A 1 primary_doc.xml X0301 D/A LIVE 0001043951 CAMPBELL FUND TRUST 2850 QUARRY LAKE DRIVE BALTIMORE MD 21209 410-413-2600 None DE Business Trust true n/a Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Managing Operator William G Andrews Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer D Keith Campbell Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Director William C Clarke III Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Director Bruce L Cleland Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Director James M Little Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Director Theresa D Becks Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Director Kevin M Heerdt Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Director Thomas P Lloyd Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Director Gregory T Donovan Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Michael S Harris Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Michael J Hebrank Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD 21209 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 true 0001043951-09-000003 1996-01-01 true true false 500000 A.G. Edwards & Sons, Inc. 4 None None One North Jefferson Avenue St. Louis MO 63103 All States Altegris Investments, Inc 8258 None None 1020 Prospect Street Suite 405 LaJolla CA 92037 All States Berthel, Fisher & Company Financial Services, Inc. 13609 None None 701 Tama Street Building B Marion IA 52302 All States Cambridge Investment Research, Inc. 39543 None None 1776 Pleasant Plain Road Fairfield IA 52556 All States Campbell Financial Services, Inc. 42953 None None 2850 Quarry Lake Drive Baltimore MD 21209 MD Capital Analysts Incorporated 5478 None None 3 Radnor Corporate Center Suite 220 Radnor PA 19087 All States Citigroup Global Markets, Inc. 7059 None None 388 Greenwich Street 7th Floor New York NY 10013 All States Commonwealth Financial Network 8032 None None 29 Sawyer Road Waltham MA 02453 All States Confidential Management Financial Services, Inc. 18214 None None 555 South Old Woodward Avenue Suite 600 Birmingham MI 48009 AZ CO FL MI NC Ferris, Baker Watts, Incorporated 285 None None 1700 Pennsylvania Avenue Suite 700 Washington DC 20006 All States First Allied Securities, Inc. 32444 None None 525 B. Street 17th Floor San Diego CA 92101 All States FSC Securities Corporation 7461 None None 2300 Windy Ridge Parkway Suite 1100 Atlanta GA 30339 All States H. Beck, Inc. 1763 None None 11140 Rockville Pike-400 Rockville MD 20852 All States JAE Investments, Inc. 42807 None None 7310 Dover Court Parkland FL 33067 FL NJ NY IMS Securities, Inc. 35567 None None 1500 City West Boulevard Suite 500 Houston TX 77042 All States Morgan Keegan & Company, Inc. 4161 None None 50 Front Street Morgan Keegan Tower Memphis TN 38103 All States Northeast Securities, Inc. 25996 None None 333 Earle Ovington Boulevard 7th Floor Mitchelfield NY 11553 All States Pacific West Securities, Inc. 6390 None None One Renton Place, 555 South Renton Vil. Suite 700 Renton WA 98055 All States Polar Investment Counsel, Inc. 42847 None None 28798 Cramer Court Burlington WI 53105 AL AK AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI WY Raymond James & Associates, Inc. 705 None None 880 Carillon Parkway St. Petersburg FL 33716 All States RBC Capital Markets Corporation 31194 None None One Liberty Plaza 165 Broadway New York NY 10006 All States Royal Alliance Associates, Inc. 23131 None None 733 Third Avenue New York NY 10017 All States Sanders Morris Harris Inc. 20580 None None 600 Travis Street Suite 3100 Houston TX 77002 All States Scott & Stringfellow, Inc. 6255 None None 909 East Main Street Richmond VA 23219 All States Securities America, Inc. 10205 None None 7100 West Center Road Suite 500 Omaha NE 68106 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY SII Investments, Inc. 2225 None None 5555 Grande Market Drive Appleton WI 54913 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Steben & Company, Inc. 117808 None None 2099 Gaither Road Suite 200 Rockville MD 20850 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Stephen A. Kohn & Associates, Ltd. 41067 None None 3333 South Wadsworth Boulevard Suite 231 Lakewood CO 80227 AZ CA CO CT FL ID IL MA MI MN NV NY NC OH OR WA UBS Financial Services, Inc. 8174 None None 1285 Avenue of the Americas New York NY 10019 All States Uhlmann Price Securities, LLC 42854 None None 141 West Jackson Boulevard Suite 1340A Chicago IL 60604 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY VSR Financial Services, Inc. 14503 None None 8620 West 110th Street Suite 200 Overland Park KS 66210 All States Wachovia Securities Financial Network, LLC 11025 None None 901 East Byrd Street WS 2022 Richmond VA 23219 All States Wachovia Securities, LLC 19616 None None One North Jefferson Avenue St. Louis MO 63103 All States AIG Financial Advisors, Inc. 133763 None None 2800 North Central Avenue Suite 2100 Phoenix AZ 85004 All States American Securities Group 43730 None None 400 South Dixie Highway Suite 220 Boca Raton FL 33432 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Geneos Wealth Management 120894 None None 4700 South Syracuse Parkway Suite 1000 Denver CO 80237 All States Morgan Stanley & Co. Incorporated 8209 None None 1585 Broadway New York NY 10036 All States Stifel, Nicolaus & Company, Incorporated 793 None None 501 North Broadway St. Louis MO 63102 All States Credit Suisse Securities (USA) LLC 816 None None 1 Madison Avenue 9th Floor New York NY 10010 All States Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None ATTN: Marla Moskowitz-Hesse 222 Broadway, 16th Floor New York NY 10038 All States Stephens, Inc. 3496 None None 111 Center Street Little Rock AR 72201 All States Bear Stearns & Co. Inc. 79 None None 115 South Jefferson Road Whippany NJ 07981 All States H&R Block Financial Advisors, Inc. 5979 None None 719 Griswold Street Suite 1700 Detroit MI 48226 All States Janney Montgomery Scott, LLC 463 None None 1801 Market Street Philadelphia PA 19103 All States Purshe, Kaplan, Sterling Investments 35747 None None 18 Corporate Woods Boulevard Albany NY 12211 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Portfolio Resources Group, Inc. 31155 None None 800 Brickell Avenue Suite 903 Miami FL 33131 AZ CA CO CT DE FL GA HI ID IL IN KS KY ME MD MA MI MT NV NH NJ NM NY NC OH OR PA SC TN TX VT VA WA WI Wunderlich Securities, Inc. 2543 None None 6000 Poplar Avenue Suite 150 Memphis TN 38119 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY ING Financial Partnes, Inc. 2882 None None 909 Locust Street Des Moines IA 50309 All States Hilliard Lyons 453 None None 500 West Jefferson Street Louisville KY 40202 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Robert W. Baird & Co. Inc. 8158 None None 777 East Wisconsin Avenue Milwaukee WI 53202 All States DeWaay Financial Network LLC 30767 None None 13001 University Avenue Clive IA 50325 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Stanford Group Company 39285 None None 5051 Westheimer 14th Floor Houston TX 77056 All States USA Financial Securities Corporation 103857 None None 6020 East Fulton Ada MI 49301 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Winslow Evans & Crocker Inc. 29686 None None 175 Federal Street Boston MA 02110 AL AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KY LA ME MD MA MI MN MS MO MT NV NH NJ NM NY NC ND OH OK OR PA PR RI SC SD TN TX UT VT VA WA WV WI WY Indefinite 1101264489 Indefinite false 3404 809380 0 Selling Agents receive approximately .50% of average month-end net assets per year - see Item 12. The current offering commenced prior to 3/15/2009; item 15 reflects the requested information commencing from such date. 0 false CAMPBELL FUND TRUST Theresa D. Becks Theresa D. Becks Chief Exec Officer and President of the Managing Operator 2009-04-17 -----END PRIVACY-ENHANCED MESSAGE-----