0001437749-17-015441.txt : 20170830 0001437749-17-015441.hdr.sgml : 20170830 20170830152743 ACCESSION NUMBER: 0001437749-17-015441 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170830 DATE AS OF CHANGE: 20170830 EFFECTIVENESS DATE: 20170830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-293777 FILM NUMBER: 171060502 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 D 1 primary_doc.xml X0708 D LIVE 0001040792 Helios & Matheson Analytics Inc. 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10118 (212) 979-8228 DELAWARE Helios &nd Matheson Analytics Inc. Helios & Matheson Analytics Inc. Helios & Matheson Information Technology Inc. Corporation true Theodore Farnsworth 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Director Stuart Benson 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Parthasarathy Krishnan 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Carl J. Schramm 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Gavriel Ralbag 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Muralikrishna Gadiyaram 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Prathap Singh 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Other Technology Decline to Disclose 06b false 2017-08-16 false true true true false 0 Palladium Capital Advisors, LLC 129400 None None 10 Rockefeller Plaza Suite 709 New York NY NEW YORK 10020 NY NEW YORK false 10300000 10300000 0 Company issued convertible notes in the amount of $10,300,000 and a warrant to purchase 1,892,972 shares of common stock to Investor, and received a cash payment of $220,000 and a promissory note in the amount of $8,800,000 from Investor. false 1 721600 true 0 Palladium will also receive warrants to purchase 8% of the number of shares of the Company's common stock into which the unrestricted principal of the notes issued to Investor becomes convertible. 0 While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers. false Helios & Matheson Analytics Inc. /s/ Stuart Benson Stuart Benson Chief Financial Officer 2017-08-30