0001437749-17-003084.txt : 20170223 0001437749-17-003084.hdr.sgml : 20170223 20170223161937 ACCESSION NUMBER: 0001437749-17-003084 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 EFFECTIVENESS DATE: 20170223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-281236 FILM NUMBER: 17632762 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 D 1 primary_doc.xml X0707 D LIVE 0001040792 Helios & Matheson Analytics Inc. 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10118 2129798228 DELAWARE Helios &nd Matheson Analytics Inc. Helios & Matheson Analytics Inc. Helios & Matheson Information Technology Inc. Corporation true Theodore Farnsworth 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Director Stuart Benson 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Parthasarathy Krishnan 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Carl J. Schramm 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Gavriel Ralbag 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Muralikrishna Gadiyaram 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Prathap Singh 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Other Technology Decline to Disclose 06b false 2017-02-08 false true true false 0 Palladium Capital Advisors, LLC 129400 None None 10 Rockefeller Plaza Suite 709 New York NY NEW YORK 10020 NY NEW YORK false 5681818 5681818 0 In exchange for the secured convertible notes in the total principal amount of $5,681,818 issued to the investor, Company received a promissory note in the principal amount of $5,000,000. false 1 400000 true 0 Palladium will also be issued 5-year warrants to purchase 8% of the shares of common stock into which the additional note becomes convertible, at an exercise price of $4.50 per share. 0 While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers. false Helios & Matheson Analytics Inc. /s/ Stuart Benson Stuart Benson Chief Financial Officer 2017-02-23