0001437749-16-043514.txt : 20161219 0001437749-16-043514.hdr.sgml : 20161219 20161219153733 ACCESSION NUMBER: 0001437749-16-043514 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161219 DATE AS OF CHANGE: 20161219 EFFECTIVENESS DATE: 20161219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-276577 FILM NUMBER: 162058868 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 D 1 primary_doc.xml X0707 D LIVE 0001040792 Helios & Matheson Analytics Inc. 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10018 2129798228 DELAWARE Helios &nd Matheson Analytics Inc. Helios & Matheson Analytics Inc. Helios & Matheson Information Technology Inc. Corporation true Parthasarathy Krishnan 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Stuart Benson 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Theodore Farnsworth 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Carl J. Schramm 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Gavriel Ralbag 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Muralikrishna Gadiyaram 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Prathap Singh 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Other Technology Decline to Disclose 06b false 2016-12-02 false true true true false 0 Palladium Capital Advisors, LLC 129400 None None 10 Rockefeller Plaza Suite 709 New York NY NEW YORK 10020 NY NEW YORK false 6720000 6720000 0 In exchange for the secured convertible notes in the total principal amount of $6,720,000 issued to the investor, Company received $1,100,000 in cash and a promissory note in the principal amount of $4,900,000. See Item 15 about issuance of warrant. false 2 88000 0 Palladium Capital Advisors, LLC was also issued a 5-year warrant to purchase 22,000 shares of the company's common stock at an exercise price of $4.54 per share. 0 While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers. false Helios & Matheson Analytics Inc. /s/ Stuart Benson Stuart Benson Chief Financial Officer 2016-12-19