0001437749-16-038867.txt : 20160919 0001437749-16-038867.hdr.sgml : 20160919 20160919121353 ACCESSION NUMBER: 0001437749-16-038867 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: 4a5 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 EFFECTIVENESS DATE: 20160919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-270881 FILM NUMBER: 161891242 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 D 1 primary_doc.xml X0707 D LIVE 0001040792 Helios & Matheson Analytics Inc. 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10018 2129798228 DELAWARE Helios &nd Matheson Analytics Inc. Helios & Matheson Analytics Inc. Helios & Matheson Information Technology Inc. Corporation true PARTHASARATHY KRISHNAN 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10118 Executive Officer Director NAMAKKAL SAMBAMURTHY 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10118 Director SRINIVAS TANIKELLA 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10118 Director PRATHAP SINGH 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10118 Director Other Technology Decline to Disclose 06b 4a5 false 2016-09-07 false true true true false 0 PALLADIUM CAPITAL ADVISORS, LLC 129400 None None 10 ROCKEFELLER PLAZA, SUITE 709 NEW YORK NY NEW YORK 10020 NY NEW YORK false 4381075 4381075 0 IN EXCHANGE FOR THE SENIOR SECURED CONVERTIBLE NOTES THE COMPANY RECEIVED $1 MILLION IN CASH, A PROMISSORY NOTE IN THE PRINCIPAL AMOUNT OF $3 MILLION AND PLACEMENT AGENT SERVICES. false 2 80000 0 PALLADIUM CAPITAL ADVISORS, LLC WAS ALSO ISSUED A 5-YEAR WARRANT TO PURCHASE 9,908 SHARES OF THE COMPANY'S COMMON STOCK AT AN EXERCISE PRICE OF $9.36 PER SHARE. THE SALES COMMISSION WAS PAID WITH A SENIOR SECURED CONVERTIBLE PROMISSORY NOTE. SEE ITEM 13. 0 false Helios & Matheson Analytics Inc. /s/PARTHASARATHY KRISHNAN PARTHASARATHY KRISHNAN CHIEF EXECUTIVE OFFICER 2016-09-19