0001213900-18-001319.txt : 20180206 0001213900-18-001319.hdr.sgml : 20180206 20180206060431 ACCESSION NUMBER: 0001213900-18-001319 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180206 DATE AS OF CHANGE: 20180206 EFFECTIVENESS DATE: 20180206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-304873 FILM NUMBER: 18576142 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 D 1 primary_doc.xml X0708 D LIVE 0001040792 Helios & Matheson Analytics Inc. 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10018 2129798228 DELAWARE Helios and Matheson Analytics Inc Helios & Matheson Information Technology Helios &nd Matheson Analytics Inc. Helios & Matheson Analytics Inc. Helios & Matheson Information Technology Inc. Corporation true Theodore Farnsworth 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Director Stuart Benson 350 5th Avenue, Suite 7520 New York NY NEW YORK 10118 Executive Officer Muralikrishna Gadiyaram 350 Fifth Avenue, Suite 7520 New York NY NEW YORK 10118 Director Prathap Singh 350 Fifth Avenue, Suite 7520 New York NY NEW YORK 10118 Director Carl Schramm 350 Fifth Avenue, Suite 7520 New York NY NEW YORK 10118 Director Gavriel Ralbag 350 5th Avenue, Suite 7520 New York NY NEW YORK 10118 Director Other Technology Decline to Disclose 06b false 2018-01-23 false true true true false 0 Canaccord Genuity Inc. 1020 None None 99 HIGH STREET BOSTON MA MASSACHUSETTS 02110 NY NEW YORK false Palladium Capital Advisors, LLC 129400 None None 10 ROCKEFELLER PLAZA SUITE 909 NEW YORK NY NEW YORK 10020 NY NEW YORK false 60000000 60000000 0 Company received $25,000,000 in cash at closing and a promissory note in the principal amount of $35,000,000 issued by investor. false 1 4800000 true 0 Canaccord and Palladium may each be paid up to $2.4M; Palladium is entitled to warrants equal to 8% of certain conversion shares. 0 While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive. false Helios & Matheson Analytics Inc. /s/ Stuart Benson Stuart Benson Chief Financial Officer 2018-02-06