0001213900-17-012447.txt : 20171121 0001213900-17-012447.hdr.sgml : 20171121 20171121163052 ACCESSION NUMBER: 0001213900-17-012447 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 EFFECTIVENESS DATE: 20171121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-299327 FILM NUMBER: 171217228 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 D 1 primary_doc.xml X0708 D LIVE 0001040792 Helios & Matheson Analytics Inc. 350 5TH AVENUE SUITE 7520 NEW YORK NY NEW YORK 10118 2129798228 DELAWARE Helios &nd Matheson Analytics Inc Helios & Matheson Information Technology Helios &nd Matheson Analytics Inc. Helios & Matheson Analytics Inc. Helios & Matheson Information Technology Inc. Corporation true Theodore Farnsworth 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Director Stuart Benson 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Muralikrishna Gadiyaram 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Prathap Singh 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Carl Schramm 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Gavriel Ralbag 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Director Parthasarathy Krishnan 350 5th Avenue Suite 7520 New York NY NEW YORK 10118 Executive Officer Other Technology Decline to Disclose 06b false 2017-11-06 false true true false 0 Canaccord Genuity Corp. None Canaccord Genuity Inc. 1020 99 HIGH STREET BOSTON MA MASSACHUSETTS 02110 CA CALIFORNIA NY NEW YORK false Palladium Capital Advisors, LLC 129400 None None 10 ROCKEFELLER PLAZA SUITE 709 NEW YORK NY NEW YORK 10020 NY NEW YORK false 100000000 100000000 0 false 7 3960956 true 0 A fee tail payment equal to $2,208,232.45 in cash and warrants equal to 8% of the conversion shares is also payable to Palladium. 0 While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive. false Helios & Matheson Analytics Inc. /s/ Stuart Benson Stuart Benson Chief Financial Officer 2017-11-20