0001038773-25-000003.txt : 20250902 0001038773-25-000003.hdr.sgml : 20250902 20250902164104 ACCESSION NUMBER: 0001038773-25-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20250902 DATE AS OF CHANGE: 20250902 EFFECTIVENESS DATE: 20250902 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-556409 FILM NUMBER: 251286165 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 865-437-5700 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 D 1 primary_doc.xml X0708 D LIVE 0001038773 SMARTFINANCIAL INC. 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN TENNESSEE 37919 865-437-5700 TENNESSEE CORNERSTONE BANCSHARES INC EAST RIDGE BANCSHARES INC Corporation true William Y. Carroll, Jr. 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Executive Officer Director Victor L. Barrett 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director Cathy G. Ackermann 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director Ronald J. Gorczynski 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Executive Officer Wesley M. Welborn 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director Keith E. Whaley 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director Geoffrey A. Wolpert 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director Steven B. Tucker 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director David A. Ogle 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director Kelli Shomaker 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director William Y. Carroll, Sr. 5401 Kingston Pike Suite 600 Knoxville TN TENNESSEE 37919 Director Commercial Banking Decline to Disclose 06b false 2025-08-20 false true false 0 N/A None Raymond James & Associates, Inc. 705 880 Carillon Parkway n/a St. Petersburg FL FLORIDA 33716 AL ALABAMA CA CALIFORNIA DE DELAWARE GA GEORGIA IL ILLINOIS KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NY NEW YORK OH OHIO SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WV WEST VIRGINIA WI WISCONSIN false N/A None Keefe, Bruyette& Woods, Inc. 481 787 7th Avenue n/a New York NY NEW YORK 10019 AL ALABAMA CA CALIFORNIA DE DELAWARE GA GEORGIA IL ILLINOIS KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NY NEW YORK SC SOUTH CAROLINA TN TENNESSEE false N/A None Performance Trust Capital Partners, LLC 36155 500 W. Madison Suite 450 Chicago IL ILLINOIS 60661 AL ALABAMA CT CONNECTICUT GA GEORGIA IL ILLINOIS MI MICHIGAN MN MINNESOTA NY NEW YORK PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE VA VIRGINIA false 100000000 100000000 0 false 44 0 1250000 0 false SMARTFINANCIAL INC. /s/ Ronald Gorczynski Ronald Gorczynski CFO 2025-08-27