0001393725-20-000092.txt : 20200504 0001393725-20-000092.hdr.sgml : 20200504 20200504144311 ACCESSION NUMBER: 0001393725-20-000092 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 EFFECTIVENESS DATE: 20200504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYMPHONY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001030815 IRS NUMBER: 943252504 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-335130 FILM NUMBER: 20844279 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: SUITE 3100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156764000 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: SUITE 3100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 D/A 1 primary_doc.xml X0708 D/A LIVE 0001030815 SYMPHONY ASSET MANAGEMENT LLC 555 CALIFORNIA STREET SUITE 3100 SAN FRANCISCO CA CALIFORNIA 94104 4156764000 CALIFORNIA None None Limited Liability Company true N/A Nuveen Investments Holdings, Inc. 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Managing Member Angela M. McKillen Symphony Asset Management, LLC 555 California Street, Suite 2975 San Francisco CA CALIFORNIA 94104 Executive Officer Chief Financial Officer Judith R. MacDonald Symphony Asset Management, LLC 555 California Street, Suite 2975 San Francisco CA CALIFORNIA 94104 Executive Officer General Counsel Scott Grace Symphony Asset Management, LLC 555 California Street, Suite 2975 San Francisco CA CALIFORNIA 94104 Executive Officer Business Head Geoffrey William Moore Symphony Asset Management, LLC 555 California Street, Suite 2975 San Francisco CA CALIFORNIA 94104 Executive Officer Chief Compliance Officer Other Banking and Financial Services Decline to Disclose 06b true 0001393725-19-000054 2019-02-28 true true true Limited Liability Company interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration. false 11 0 0 0 false SYMPHONY ASSET MANAGEMENT LLC Lucas A. Satre Lucas A. Satre Vice President and Assistant Secretary 2020-05-04