0001611450-16-000002.txt : 20160627 0001611450-16-000002.hdr.sgml : 20160627 20160627171442 ACCESSION NUMBER: 0001611450-16-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160627 DATE AS OF CHANGE: 20160627 EFFECTIVENESS DATE: 20160627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sun BioPharma, Inc. CENTRAL INDEX KEY: 0001029125 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870543922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-265852 FILM NUMBER: 161734077 BUSINESS ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 BUSINESS PHONE: 9524791196 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 FORMER COMPANY: FORMER CONFORMED NAME: Cimarron Medical, Inc. DATE OF NAME CHANGE: 20150602 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON SOFTWARE INC DATE OF NAME CHANGE: 19961217 D 1 primary_doc.xml X0707 D LIVE 0001029125 Sun BioPharma, Inc. 712 VISTA BLVD #305 WACONIA MN MINNESOTA 55387 952-479-1196 DELAWARE Cimarron Medical, Inc. CIMARRON SOFTWARE INC Corporation true MICHAEL T. CULLEN 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Executive Officer Director SUZANNE GAGNON 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Director DALVIR S. GILL 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Director DAVID B. KAYSEN 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Executive Officer Director JEFFREY S. MATHIESEN 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Director J. ROBERT PAULSON 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Director PAUL W. SCHAFFER 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Director D. ROBERT SCHEMEL 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Director SCOTT KELLEN 712 VISTA BLVD. #305 WACONIA MN MINNESOTA 55387 Executive Officer Pharmaceuticals Decline to Disclose 06b false 2016-06-10 false true true true COMMON STOCK, WARRANTS TO PURCHASE COMMON STOCK AND THE COMMON STOCK ISSUABLE UPON THE EXERCISE THEREOF. false 0 LAKE STREET CAPITAL MARKETS, LLC 164447 None None 225 SOUTH SIXTH STREET SUITE 2050 MINNEAPOLIS MN MINNESOTA 55402 FL FLORIDA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NY NEW YORK PA PENNSYLVANIA WI WISCONSIN false CHARDAN CAPITAL MARKETS LLC 120128 None None 17 STATE STREET SUITE 1600 NEW YORK NY NEW YORK 10004 FL FLORIDA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NY NEW YORK PA PENNSYLVANIA WI WISCONSIN false 5000000 1951000 3049000 false 27 0 75000 0 false Sun BioPharma, Inc. /S/ SCOTT KELLEN SCOTT KELLEN CHIEF FINANCIAL OFFICER 2016-06-27