0001140361-16-063123.txt : 20160503 0001140361-16-063123.hdr.sgml : 20160503 20160503173006 ACCESSION NUMBER: 0001140361-16-063123 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 EFFECTIVENESS DATE: 20160503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-262513 FILM NUMBER: 161616658 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 D 1 primary_doc.xml X0707 D LIVE 0001013238 ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA CALIFORNIA 94545 5102659000 CALIFORNIA None None Corporation true Igor Gonda 3929 Point Eden Way Hayward CA CALIFORNIA 94545 Executive Officer Director Nancy E. Pecota 3929 Point Eden Way Hayward CA CALIFORNIA 94545 Executive Officer Virgil D. Thompson 3929 Point Eden Way Hayward CA CALIFORNIA 94545 Director David Bell 3929 Point Eden Way Hayward CA CALIFORNIA 94545 Director Frederick Hudson 3929 Point Eden Way Hayward CA CALIFORNIA 94545 Director John M. Siebert 3929 Point Eden Way Hayward CA CALIFORNIA 94545 Director Pharmaceuticals Decline to Disclose 06b false 2016-04-25 false true true true false 0 Ladenburg Thalmann & Co. Inc. 505 None None 570 Lexington Avenue 11th Floor New York NY NEW YORK 10022 NY NEW YORK false Nomura Securities International, Inc. 4297 None None 309 West 49th Street New York NY NEW YORK 10019 NY NEW YORK false 23000000 23000000 0 false 5 1830000 true 0 The amount of sale compensation paid is based on total amount sold and expenses, the issuer has not received final invoices from the placement agents. 0 false ARADIGM CORP /s/ Nancy Pecota Nancy Pecota Chief Financial Officer 2016-05-03