0001447591-19-000003.txt : 20190215 0001447591-19-000003.hdr.sgml : 20190215 20190215161550 ACCESSION NUMBER: 0001447591-19-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-333007 FILM NUMBER: 19611673 BUSINESS ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 D 1 primary_doc.xml X0708 D LIVE 0001009759 CAPSTONE TURBINE Corp 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 818-734-5300 DELAWARE CAPSTONE TURBINE CORP Corporation true Darren R. Jamison 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Executive Officer Director Jayme L. Brooks 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Executive Officer James D. Crouse 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Executive Officer Holly A. Van Deursen 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Director Paul DeWeese 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Director Noam Lotan 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Director Yon Y. Jorden 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Director Gary J. Mayo 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Director Robert C Flexon 16640 Stagg Street Van Nuys CA CALIFORNIA 91406 Director Other Energy $25,000,001 - $100,000,000 06b false 2019-02-04 false true true true false 0 30150000 30150000 0 Private placement of (i) $30.0 million in aggregate principal amount of senior secured notes to an accredited investor and (ii) a warrant to purchase shares of the issuer (at a purchase price of $150,000.00) to an accredited investor. false 2 0 0 0 false CAPSTONE TURBINE Corp /s/Jayme L. Brooks Jayme L. Brooks CFO & CAO 2019-02-15