0001447591-16-000073.txt : 20161104 0001447591-16-000073.hdr.sgml : 20161104 20161104163027 ACCESSION NUMBER: 0001447591-16-000073 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 EFFECTIVENESS DATE: 20161104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-273872 FILM NUMBER: 161975538 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 D 1 primary_doc.xml X0707 D LIVE 0001009759 CAPSTONE TURBINE Corp 21211 NORDHOFF STREET CHATSWORTH CA CALIFORNIA 91311 818-734-5300 DELAWARE CAPSTONE TURBINE CORP Corporation true Darren R. Jamison 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Executive Officer Director Holly Van Deursen 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Director Richard Atkinson 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Director Paul DeWeese 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Director Noam Lotan 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Director Gary Mayo 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Director Gary Simon 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Director Jayme L. Brooks 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Executive Officer James D. Crouse 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Executive Officer Eliot Protsch 21211 Nordhoff Street Chatsworth CA CALIFORNIA 91311 Director Other Energy Decline to Disclose 06b false 2016-10-21 false true true false 0 Oppenheimer & Co., Inc. 249 None None 85 Broad Street New York NY NEW YORK 10004 NY NEW YORK false ROTH Capital Partners, LLC 15407 None None 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 NY NEW YORK false 7533000 7533000 0 false 2 0 504000 0 false CAPSTONE TURBINE Corp Jayme L. Brooks Jayme L. Brooks Chief Financial Officer & Chief Accounting Officer 2016-11-04