0001104659-20-115242.txt : 20201015 0001104659-20-115242.hdr.sgml : 20201015 20201015135935 ACCESSION NUMBER: 0001104659-20-115242 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20201015 DATE AS OF CHANGE: 20201015 EFFECTIVENESS DATE: 20201015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-378007 FILM NUMBER: 201241248 BUSINESS ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 D 1 primary_doc.xml X0708 D LIVE 0001009759 CAPSTONE TURBINE Corp 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 818-734-5300 DELAWARE None CAPSTONE TURBINE CORP Corporation true Darren R. Jamison 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Executive Officer Director HOLLY A. VAN DEURSEN 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Director PAUL DeWEESE 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Director Denise Wilson 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Director ROBERT C. FLEXON 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Director ROBERT F. POWELSON 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Director YON Y. JORDEN 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Director FREDERICK S. HENCKEN III 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Executive Officer JAMES CROUSE 16640 STAGG STREET VAN NUYS CA CALIFORNIA 91406 Executive Officer Other Energy Decline to Disclose 06b false 2020-10-01 false true true true false 0 20010000 20010000 0 Private placement of (i) $20.0 million in aggregate principal amount of senior secured notes to an accredited investor and (ii) a warrant to purchase shares of the issuer (at a purchase price of $10,000.00) to an accredited investor. false 2 0 0 0 false CAPSTONE TURBINE CORP /s/ Frederick S. Hencken III Frederick S. Hencken III CFO & CAO 2020-10-15