0001192482-14-000045.txt : 20140317 0001192482-14-000045.hdr.sgml : 20140317 20140317141642 ACCESSION NUMBER: 0001192482-14-000045 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 EFFECTIVENESS DATE: 20140317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL STRUCTURE OPPORTUNITIES FUND LP CENTRAL INDEX KEY: 0001001486 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-68730 FILM NUMBER: 14697069 BUSINESS ADDRESS: STREET 1: NAVY YARD CORPORATE CENTER STREET 2: 3 CRESCENT DRIVE, SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-302-1500 MAIL ADDRESS: STREET 1: NAVY YARD CORPORATE CENTER STREET 2: 3 CRESCENT DRIVE, SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL STRUCTURES OPPORTUNITY FUND LP DATE OF NAME CHANGE: 20090406 FORMER COMPANY: FORMER CONFORMED NAME: PENN HIGH YIELD FUND LP DATE OF NAME CHANGE: 19950927 D/A 1 primary_doc.xml X0707 D/A LIVE 0001001486 CAPITAL STRUCTURE OPPORTUNITIES FUND LP NAVY YARD CORPORATE CENTER 3 CRESCENT DRIVE, SUITE 400 PHILADELPHIA PA PENNSYLVANIA 19112 215-302-1500 DELAWARE CAPITAL STRUCTURES OPPORTUNITY FUND LP PENN HIGH YIELD FUND LP Limited Partnership true Richard A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management, Inc., the general partner of the Issuer (the "General Partner"). Marcia A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Kimberly A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of the General Partner. Kirsten A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of the General Partner. Eric J. Green Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Christian M. Noyes Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Scott D. Schumacher, Sr. Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Gerald McBride Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001192482-13-000045 1992-02-23 true true false 0 SMH Capital Inc. 20580 None None 600 Travis Street Houston TX TEXAS 77002 WA WASHINGTON IL ILLINOIS NJ NEW JERSEY MI MICHIGAN CT CONNECTICUT TX TEXAS AZ ARIZONA FL FLORIDA CA CALIFORNIA PA PENNSYLVANIA MD MARYLAND MA MASSACHUSETTS false VSR Financial Services Incorporated 14503 None None 8620 W. 110th St Overland Park KS KANSAS 66210 WA WASHINGTON IL ILLINOIS NJ NEW JERSEY MI MICHIGAN CT CONNECTICUT TX TEXAS AZ ARIZONA FL FLORIDA CA CALIFORNIA PA PENNSYLVANIA MD MARYLAND MA MASSACHUSETTS false Indefinite 47631407 Indefinite false 143 0 396192 true 0 false CAPITAL STRUCTURE OPPORTUNITIES FUND LP /s/ Gerald McBride Gerald McBride CFO of the General Partner 2014-03-17